What Do Compliance Detectors Read? An Audit of Activation Probes and Guard Models
2026-08-17 • Artificial Intelligence
Artificial Intelligence
AI summaryⓘ
The authors study how well current tools detect if language model outputs follow specific rules, such as those related to legal or policy compliance. They find that these tools often ignore the actual rules and instead focus on superficial details—a problem they call "rule blindness." To tackle this, they create a new test that mixes different rules and scenarios, showing that only detailed step-by-step reasoning helps avoid this issue. They also propose a simple, training-free method to score compliance, but it performs similarly to basic word-matching models. The authors provide their testing setup publicly to help improve future compliance detection methods.
regulatory compliancelanguage modelsrule blindnessactivation probespolicy-conditioned guardbenchmarkstep-by-step reasoningInternal Compliance Scorebag-of-words modelwhite-box attack
Authors
Saisab Sadhu, Aadit Sengupta, Vinay Kumar Sankarapu, Pratinav Seth
Abstract
Regulatory compliance monitoring in deployed language models is increasingly implemented as a legal and audit control, checking model outputs against written rules spanning data protection, healthcare, financial regulation, and platform policy. Such monitoring is meaningful only if a detector's verdict depends on the stated rule rather than on surface features of the scenario. We show this condition fails across the current class of compliance detectors, a failure we call rule blindness. Deleting, permuting, or substituting the governing rule leaves detection accuracy unchanged for every guard and activation probe we test, including a policy-conditioned guard that correctly cites the governing clause yet barely changes its verdict when that clause is swapped for its permissive counterpart. A purpose-built benchmark crossing two rules with two scenarios, so that neither alone predicts the label, confirms the failure under a design no prior benchmark rules out, and shows that step by step reasoning, not any fast detector we test, is what escapes it. Auditing at scale requires a retraining-free detector, so we introduce the Internal Compliance Score (ICS): a training-free activation readout calibrated from ten labelled pairs and scored by a single projection. We hold ICS to the same scrutiny as the guards it audits: a pre-registered criterion for beating trivial baselines is not met, and a bag-of-words model matches its pooled generalisation exactly. It remains useful because it is inexpensive, letting us audit four deployed guard models, an 8B zero-shot judge, and thirteen benchmarks, and it raises the mechanically verified pass rate when used to rank candidate responses, though an adaptive white-box attack removes this gain. We release the counterfactual protocol and crossed-rule benchmark so rule blindness can be tested in future probe and guard claims.